FCA senior manager regime

Regulatory Barometer – October 2021

The purpose of this document is to provide an overview of current and upcoming regulatory matters that may be of interest to the Operators/Administrators of personal pension schemes (and in some matters, the Administrators/Practitioners of SSASs). For each item there is a brief summary including the source (i.e. regulatory/legislative changes) along with the relevance to firms, timelines and suggested actions the firm may wish to consider. 

Regulatory Barometer – May 2021

This high level document aims to capture topical regulatory matters that firms may wish to be aware of. For each, we have applied a broad RAG rating based on the impact of each item, along with a suggested high-level action and further information sources. The document will be updated on a quarterly basis.