FCA Vulnerable clients

Regulatory Barometer Q2

The purpose of this document is to provide an overview of current and upcoming regulatory matters that may be of interest to the Operators/Administrators of personal pension schemes (and in some matters, the Administrators/Practitioners of SSASs). For each item there is a brief summary including the source (i.e. regulatory/legislative changes) along with the relevance to firms, timelines and suggested actions the firm may wish to consider. 

Regulatory Barometer Q1

This high level document aims to capture topical regulatory matters that firms may wish to be aware of. For each, we have applied a broad RAG rating based on the impact of each item, along with a suggested high-level action and further information sources. The document will be updated on a quarterly basis.